How Financial Services Firms Should Expect Vigorous Enforcement From FINRA In 2018

Whether it’s a marketing department using social media to communicate with the public, or a supervisor monitoring the activities of financial advisors to protect investors, or IT following various recordkeeping rules, it’s just good business to stay on the right side of the regulatory guardrails. But what are the …

from Social Media Marketing http://ift.tt/2lsk8fF via Social Media Marketing

from Tumblr http://ift.tt/2CvE3Ss